Senior Associate – Legal – Wealth Management Business – LLB (3-10 yrs)

  • Full Time
  • Mumbai
  • Full Time
  • Mumbai

Job Description:

– Responsible for handling all legal and compliance aspects of the Wealth Management business

– Responsible for setting up legal and compliance platform for conduct of WM business

– To draft and implement Standard Operating Procedures

– Responsible for obtaining and compliance related for Investment Advisory License, Trustee license with SEBI.

– Closely work with International Consultant in designing and optimizing SOP platform

– To manage the operation of the Trustee Services Company

– To set up and manage critical SOP including client on boarding, client reporting, compliance

Specific Skills Required:

– Excellent Drafting Skills

– Knowledge of SOP relating to Wealth Management services

– Knowledge for critical Corporate Laws and SEBI

– In- depth knowledge and practical exposure on compliance

Essential Functions:

– Timely and quality delivery of documentation

– Responsible for meeting regulatory compliances

– Critical assessment of risk in each transaction undertaken

Basic Qualification : Graduate

– Advance Qualification: LLB


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