Head – Legal & Compliance – BFSI – LLB/LLM (10-20 yrs)

Legal and compliance Head below:-

Responsibilities and Duties :

– Understanding and applying regulations incidental to the business across geographies. Execution of section 138, seizures, recoveries, Branch Level Legal matters.

RBI Compliance

– Drafting legal agreements, documents as required for various businesses.

– Reviewing various agreements/offering documents to ensure all risks have been mitigated on the Funds Advisory/Consulting/NBFC business lines.

– Assisting with various regulatory filings across geographies (Form ADV, CFTC filing, NPPR etc.)

– Reviewing regulatory developments, implementing the appropriate procedures, while ensuring compliance with rules and regulations.

– Liaising with various legal counsels/compliance firms across the globe to assess the implication of regulations pertaining to Funds Advisory/Consulting business lines.

Qualifications :

– Graduate/Post-graduate degree in Law

– Must have minimum work experience of 10+ years in Funds Advisory/Corporate Law pertaining NBFC/Banks .

– Ability to provide efficient solutions and meet timelines

– Should have good communication skills and ability to work in teams

– Should have an affable personality, especially while liaising with counterparties


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