Director – Regulatory Compliance – Financial Services (12-18 yrs)

  • Full Time
  • Mumbai
  • Full Time
  • Mumbai

Our client is one of the leading FS Companies in Mumbai.

Job Description :

Reporting into the CRO, the role would be responsible for :

– Regulatory compliance Monitoring and Screening Program in accordance with local Indian financial regulations (SEBI/RBI)

– Communicate applicable risks, costs, progress, and results to all relevant internal and external partners

– Drive internal controls, design and monitoring to support Compliance Operational policy and procedures

– Partner with Compliance, Legal, Business, Product, Strategy, and other teams to achieve results for team and the Compliance department

– Design and execute reports to measure success and performance for internal policies: of AB&C, financial crimes, Code of conduct, insider trading & broking regulations etc

The Successful Candidate should :

– Have at least 12 years of work experience in the compliance domain with Banking & FS companies

– Have stellar experience in dealing with Regulatory bodies like RBI/SEBI & also working on internal controls & conflicts

– Have experience in working hands-on as well as managing lean teams in global set-ups

What’s on offer :

– An opportunity to work closely with the senior leadership

– Market-leading CTC & other benefits


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