Director – Regulatory Compliance – Financial Services (12-18 yrs)
Our client is one of the leading FS Companies in Mumbai.
Job Description :
Reporting into the CRO, the role would be responsible for :
– Regulatory compliance Monitoring and Screening Program in accordance with local Indian financial regulations (SEBI/RBI)
– Communicate applicable risks, costs, progress, and results to all relevant internal and external partners
– Drive internal controls, design and monitoring to support Compliance Operational policy and procedures
– Partner with Compliance, Legal, Business, Product, Strategy, and other teams to achieve results for team and the Compliance department
– Design and execute reports to measure success and performance for internal policies: of AB&C, financial crimes, Code of conduct, insider trading & broking regulations etc
The Successful Candidate should :
– Have at least 12 years of work experience in the compliance domain with Banking & FS companies
– Have stellar experience in dealing with Regulatory bodies like RBI/SEBI & also working on internal controls & conflicts
– Have experience in working hands-on as well as managing lean teams in global set-ups
What’s on offer :
– An opportunity to work closely with the senior leadership
– Market-leading CTC & other benefits