This regarding opening with a Non Banking Financial Company as a NBFC compliance Head
Designation: NBFC Compliance Head
Education : MBA or CA/CS
Experience : 6+ years of work experience in NBFC compliance
– Develop and maintain regulatory policies and procedures under the Compliance Program, including review mechanisms to ensure its continued effectiveness in ensuring all applicable compliances by the company. Manage day-to-day operations of the Program.
– Ensure compliance with the statutory requirements and regulations prescribed by RBI / NHB and all other applicable legislation.
– Ensure implementation of compliance prescriptions at branches and process followed.
– Collaborate with cross-functional teams to facilitate the implementation of compliance requirements at all levels/processes of the organization and to direct compliance issues to existing channels for resolution.
– Ensure documents forming part of loan docket are in compliance with requirements of the RBI / NHB
– Good understanding of KYC & AML Directions, Fair Practices Code and Assets Liability Management.
– Establish and drive the implementation of Corporate Governance norms to ensure transparency in all operations.
– Assist in advising management of the legal, regulatory implication of proposed new initiatives of the Company.
– Experience in handling governance and compliance activities in the Banking and Financial Service-Related Industry.
– Help develop technology solutions to support the various Compliance programs.
If this excites you kindly mail me on or call me on 9924777720