Compliance Head – NBFC (7-15 yrs)

  • Full Time
  • Mumbai
  • Full Time
  • Mumbai

This regarding opening with a Non Banking Financial Company as a NBFC compliance Head

Designation: NBFC Compliance Head

Education : MBA or CA/CS

Experience : 6+ years of work experience in NBFC compliance

Location: Mumbai

Job role:

– Develop and maintain regulatory policies and procedures under the Compliance Program, including review mechanisms to ensure its continued effectiveness in ensuring all applicable compliances by the company. Manage day-to-day operations of the Program.

– Ensure compliance with the statutory requirements and regulations prescribed by RBI / NHB and all other applicable legislation.

– Ensure implementation of compliance prescriptions at branches and process followed.

– Collaborate with cross-functional teams to facilitate the implementation of compliance requirements at all levels/processes of the organization and to direct compliance issues to existing channels for resolution.

– Ensure documents forming part of loan docket are in compliance with requirements of the RBI / NHB

– Good understanding of KYC & AML Directions, Fair Practices Code and Assets Liability Management.

– Establish and drive the implementation of Corporate Governance norms to ensure transparency in all operations.

– Assist in advising management of the legal, regulatory implication of proposed new initiatives of the Company.

– Experience in handling governance and compliance activities in the Banking and Financial Service-Related Industry.

– Help develop technology solutions to support the various Compliance programs.

If this excites you kindly mail me on or call me on 9924777720


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